作者: Ted Nathan Myerson , Malcolm Gary LaFever , Lee Arthur Cole , Douglas Guy Kittelsen
DOI:
关键词: Database transaction 、 Normalization property 、 Prime brokerage 、 Computer security 、 Null (SQL) 、 Risk management 、 Computing systems 、 Gateway (computer program) 、 Order (exchange) 、 Business
摘要: In at least one embodiment, a method and system associated with financial articles of trade may include comparing relevant portions data pertaining to an attempted transaction, wherein the transaction pertain in which entity is financially liable but unaware. At embodiment includes monitoring market activity determine when trading has exceeded aggregated limit, such as or more sub-limits corresponding custodial prime brokers facilitating for entity. pre-trade gateway if order violates risk based on information collected by front-end analyzer. Possible actions include, are not limited to, placing null order, terminating connection modifying so violate check, and/or notifications entities.